Compliance Manager – Private Banking

ManpowerGroup Middle East

Dubai, UAE

Ref: HP647-1142

Job description / Role

Employment: Full Time

Our client, a leading local bank are looking for a Compliance Manager – Private Banking division
The main requirements for the role are
- Lead in defining, designing and implementing a Compliance Monitoring Program for Private Banking Wealth Management activities
- Regularly conduct Compliance Monitoring as per the program
- Product Approvals
- Good understanding of Wealth Management Products, Discretionary and non-Discretionary business
- Provide training in Compliance matters
- Coordinate & preparation of regulatory filing with regulators

Requirements

Successful applicants will have

- Sound knowledge of investment products, suitability concepts and experience in conducting activity reviews from a wealth management perspective
- Detailed knowledge of local and regional rules and regulatory requirements, especially those related to investment management and securities industry
- Familiarity with international regulations and requirements. UK FSA and Singapore MAS requirements will be advantageous
- Strong written, communication and presentation skills
- Leadership experience and a proven ability to manage people
- At least 4 years in Wealth Management Industry with experience in Compliance/Legal/Operations.
- Bachelors degree
- Investment qualification: ACAMS etc is advantageous

About the Company

We lead in the creation and delivery of innovative workforce solutions and services that enable our clients to win in the changing world of work.

ManpowerGroup powers the success of many of the world's most dynamic organizations. We deliver innovative workforce solutions that enhance competitiveness, increase efficiency and spur productivity. Combining global reach with local expertise - 3600 offices in over 80 countries - we know the changing world of work and bring a deep understanding of the companies we work for and the industries we service.

ManpowerGroup entered the Middle East in December 2007 after acquiring local company Clarendon Parker, thus bringing 15 years in-depth local knowledge combined with a global footprint and industry shaping expertise and thought leadership. Manpower Middle East supports clients in the Middle East and North Africa regions. Our business is aligned to key skill specializations to ensure our clients requirements are met by expert and knowledgeable consultants that understand your industry and role requirement.

Our consultants are experts in finding the right talent across all industries in a broad-range of occupations including:

  • IT & Telecommunications
  • Engineering & Construction, Oil & Gas
  • Banking, Finance & Legal
  • Sales & Business Development
  • Marketing, Public Relations & Communications
  • Human Resources & Training
  • Customer & Support Services (Secretarial and Administrative)
  • Operational, Supply Chain & Logistics
  • Executive Recruitment
  • Emiratization Solutions
  • Recruitment Program Outsourcing Solutions
  • Managed Service Provider Solutions
  • Talent Based Outsourcing Solutions
  • Outsourced Staffing Solutions

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