Compliance Officer & MLRO, Broking & Trading

Robert Half

UAE

Ref: HP341-135

Job description / Role

Employment: Full Time

The Company

Our client, a DIFC based institution, is looking for an experienced compliance professional with experience in compliance for broking and/or trading. The successful candidate would likely have experience working within the DFSA regulatory environment, and prior experience either working in compliance for an inter-dealer brokerage, hedge fund, and/or global markets division within a bank.

The Role

* Compliance officer and MLRO as per DFSA regulatory requirements
* Drafting and updating compliance and AML manuals, policies and procedures, as well as compliance plans and compliance monitoring programmes.
* Delivering training to colleagues on compliance, AML, and corporate governance
* Keeping abreast on any changes in rules and regulations within the DIFC/DFSA
* SME in compliance for global markets and traded products (I.e. fixed income, equities, FX, derivatives, etc).
* Providing trade monitoring and oversight

Requirements

The Candidate

* Prior experience working in compliance for an inter dealer brokerage, trading firm, global markets team, hedge fund etc
* Must have experience in stakeholder management, able to influence, advise, and oversee, senior stakeholders within global markets.
* At least 5 years' experience in compliance for global markets
* Previously or currently registered within the DFSA and/or FSRA would be preferable
* Degree educated, additional compliance related accreditations or qualifications preferable
* Based in Dubai or able to relocate

Salary

* AED 28,000-33,000

About the Company

Founded in 1948, Robert Half International Inc. (NYSE symbol: RHI) is the world\'s first and largest specialized staffing firm and a member of the S&P 500 index. We are a global leader in professional staffing and consulting services and the parent company of Protiviti, a leading independent internal audit and business and technology risk consulting firm. For 2006, Robert Half International reported revenues of $4 billion and now has staffing and consulting operations in more than 400 locations worldwide.

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Compliance Officer salaries in UAE

Average monthly compensation
AED 9,000

Breakdown available for industries, cities and years of experience