Job description / Role
Creative Zone Group is growing and we have an exciting opportunity for a Compliance Team Leader to join our Compliance team in one of our newest entities in Sharjah. This promises to be a fast paced and varied role where you will be ensuring the business operates within the law and meets the current regulatory standards. You will be creating and upholding compliance procedures and policies and evaluating against the best practice and regulatory standards which are continually changing.
Your responsibilities will include:
- Assisting in the Development of Compliance and ES strategies, plans, policies and procedures
- Supporting in creating, implementing, and monitoring KYC, Risk Assessment, Due Diligence, AML and UBO framework and processes
- Staying up to date with and understand relevant compliance laws and regulations.
- Monitoring compliance with laws, regulations, and internal policies.
- Compiling and validating ES notifications/reports
- Assisting clients with their enquiries related to ESR.
- Verifying that all regulatory policies and procedures have been documented, implemented, and communicated to relevant stakeholders
- Conducting periodic internal reviews and audits to ensure that compliance procedures are followed
- Developing and overseeing control systems to prevent, or deal with violations of legal guidelines and internal policies
- Analysing risks to minimize losses or damages and maintain a compliance risk register
To join our team you will have:
- Bachelor’s degree in a related discipline, preferably Finance, Accounting or Law.
- ACAMS certification from either UK/US/ Germany or France or equivalent is desirable.
- Previous experience in a similar role in the UAE
- Knowledge of AML and regulatory law.
- Full knowledge on Economic Substance Regulation procedures
- Quality standards and quality assurance policy and procedure experience.
- Based in Dubai and available as soon as possible.
About the Company
Welcome to CREATIVE ZONE!
We are a team of company registration professionals who are passionate about bringing the dreams of aspiring entrepreneurs and SME’s to life.
We believe in providing you not only with your company’s documentation, but also equipping you with the necessary tools to promote, develop and grow your business.
We are a business setup company with a difference - our work doesn't end with the issuance of your trade license & residency visa - it starts there!
Compliance Officer - Wealth Management
Compliance Officer / MLRO / Risk Officer
Risk & Compliance Manager (Fintech)
|Abu Dhabi||13 Sep|