Manager Regulatory & Capital Markets Compliance

Blake Anderson

UAE

Ref: KP429-348

Job description / Role

Employment: Full Time

Urgently looking for a compliance manager with excellent experience in capital markets and knowledge of extraterritorial regulations such as EMIR, MiFid2, FATCA, CRS etc

Job Purpose:

• Responsible for regulatory liaison; implementation of regulatory compliance protocols; regulatory analysis and maintenance of rule books for extraterritorial regulations such as EMIR, MiFID2, FATCA, CRS etc; Compliance support to treasury.
• Analyse the impact of regulatory trends and developments with respect to anti money laundering and monitor the implementation of change
• Implement Compliance protocols as detailed in the Compliance Policies of the bank
• Manage the development of MI for the department/business unit and ensure the accuracy and timeliness in the preparation and submission of reports to appropriate entities, ensuring compliance with policies and applicable regulations
• Challenge and question processes and procedures and proactively implement suggestions from others for improvements in procedures to enhance compliance culture
• Take ownership and maintain the various Rules Books such as FATCA Rulebook, CRS Rulebook, Compendium of Regulations
• Coordinate the CB-UAE inspections of the bank
• Provide advisory on CB-UAE regulations
• Liaison with Treasury and develop the rule books for applicable market regulations such as EMIR, D-F, MiFID2 etc
• Support the Precious metals commodities business from a compliance view point
• Guide and support the compliance officer in the team

Requirements

• An excellent understanding of materials regulation such as Markets in Financial Instruments Directive (MiFID II), European Market Infrastructure Regulation 2.0 (EMIR), Conduct rules such as the Senior Managers Regime (SMR)
• A proficient understanding of the middle and back office process of products traded by the by Investment Banking, asset and wealth management divisions, e.g. Over-the-counter (OTC) & listed derivatives, trade financing, cash and securities post trade processing
• Experience in stakeholder management and influencing across a range of geographies and functions
• Demonstrable analytical and regulatory interpretation skills, with an appetite for creative problem resolution and gap analysis, working to stringent regulatory deadlines and commitments
• Effective time management, multi-tasking, written and oral communication skills

About the Company

Blake Anderson is a boutique consultancy based in the UK, with a satellite office in Dubai. Specialising in Technical and Construction Recruitment, Blake Anderson provides a superior service to clients and candidates within the construction and technical sectors.

We concentrate on placing professionals throughout the world, focusing mainly on the Middle East and Asia, drawing on both the global and local markets for highly qualified professionals. In order to attract the best talent, we invest in various high-end advertising mediums.

With a database of 1,000's of candidates, our experienced consultants have a wealth of recruitment knowledge and have a consultative approach at all times, ensuring a second to none service.

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